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This is Appendix A of The
Future Does Not Compute: Transcending the Machines in Our
Midst,
by Stephen
L. Talbott. Copyright 1995 O'Reilly & Associates. All
rights reserved. You may freely redistribute this chapter
in its entirety for noncommercial purposes. For information
about the author's online newsletter, NETFUTURE: Technology
and Human Responsibility, see www.netfuture.org
Owen Barfield was born in London in 1898, produced his
first scholarly book (History in English Words) in
1926, published the decisively important Poetic Diction
in 1928, and, by his own testimony, has continued saying
much the same thing ever since. It is certainly true that
his workranging all the way to and beyond History,
Guilt, and Habit (1979)exhibits a remarkable unity.
But it is a unity in ceaselessly stimulating diversity.
Many will testify that they have never seen him explore
a topic except by throwing an unexpectedly revealing light
upon it.
Barfield is identified, above all else, with his numerous
characterizations of the evolution of consciousness. As
a philologist, he pursued his quarry through the study of
languageand particularly the historical study of meaning.
I have already quoted his remark that "the full meanings
of words are flashing, iridescent shapes like flamesever-flickering
vestiges of the slowly evolving consciousness beneath them."
History in English Words is one of the relatively
few attempts in our language to tell the history of peoples
as revealed in these flickering word-shapes. Poetic Dictionand,
to one degree or another, almost every subsequent book Barfield
wroteteases out of language the underlying nature
of the evolution of consciousness.
Following the publication of his early works, Barfield
was forced by personal circumstances to spend several decades
as a practicing lawyer. Never completely ceasing his scholarly
pursuits, he resumed them with extraordinary fruitfulness
after his retirement in the 1960s. In addition to writing
such magisterial and liberating works as Saving the Appearances
and Worlds Apart, he spent terms as visiting professor
at various American institutions, including Drew University,
Brandeis University, and Hamilton College. Two of his most
accessible books (History, Guilt, and Habit and Speaker's
Meaning) consist of lectures delivered during these
appointments.
Barfield was a member of the Inklings, an informal literary
group that included C. S. Lewis, J. R. R. Tolkien, and Charles
Williams. While he never achieved quite the same popular
success as these friends, many regard his work as the more
deeply seminal. His influence in scholarly circles has been
all the more remarkable for its quiet, unobtrusive, yet
profoundly transforming effect.
It is Barfield's conviction that how we think is
at least as important as what we think. This makes
reading him more than a merely intellectual challenge. Nobel
laureate Saul Bellow has written:
We are well supplied with interesting writers,
but Owen Barfield is not content to be merely interesting.
His ambition is to set us free. Free from what? From the
prison we have made for ourselves by our ways of knowing,
our limited and false habits of thought, our "common sense."
These, he convincingly argues, have produced a "world of
outsides with no insides to them," a brittle surface world,
an object world in which we ourselves are mere objects.
It is not only what we perceive but also what we fail to
perceive that determines the quality of the world we live
in, and what we have collectively chosen not to perceive
is the full reality of consciousness, the "inside" of everything
that exists. /1/
I cannot attempt to summarize Barfield's thought in even
one of the many disciplines within which he has so productively
exercised his iconoclasm. But the following, all-too-arbitrary,
and by no means systematic collection of notes on a few
topics may help readers open an acquaintance with one of
the century's most incisive thinkers, while also directing
them to the appropriate sources for a more thorough familiarity.
The following selections present a mix of direct quotation,
paraphrases, and my own, freely constructed summary statements.
I fear that some degree of misrepresentation is inevitable,
and here acknowledge that all such misrepresentation originates
solely with me. /2/
The Origin and Development of Language
Languages, considered historically, bear within themselves
a record of the evolution of human consciousness. (This
is a theme in virtually all of Barfield's works. But see
especially Poetic Diction /3/, Speaker's Meaning, and Saving the
Appearances.)
* * * * * * *
The idea that the earliest languages were "born literal"exhibiting
purely material meanings that were subsequently extended
to the immaterial through metaphoris confused and
self-contradictory. "What we call literalness is a late
stage in a long-drawn-out historical process." Anyone who
tries to retain the supposed literalness of scientism "is
either unaware of, or is deliberately ignoring, that real
and figurative relation between man and his environment,
out of which the words he is using were born and without
which they could never have been born." ("The Meaning of
`Literal,'" in The Rediscovery of Meaning and Other Essays)
* * * * * * *
The meanings of words constantly change. "All mental progress
(and, arising from that, all material progress) is brought
about in association with those very changes." Radical progress
requires challenging one's fundamental assumptions, and
the most fundamental assumptions of any age are implicit
in the meanings of its words. Changes in meaning occur through
discrepancies "between an individual speaker's meaning and
the current, or lexical, meaning." (Speaker's Meaning)
* * * * * * *
Words can expand in meaningso that they become more
encompassingor they can contract in meaning. Historically,
the latter process has dominated, so that, for example,
a single word combining the meanings, "spirit," "wind,"
and "breath" in a unified manner subsequently splits into
three separate words, each with a more restricted meaning.
Narrower meanings conduce to accuracy of communication,
and result from rational analysis. Broader meanings support
fullness of expression, and result from imaginative synthesis.
Communication deals with the how, and expression
with the what. "Perfect communication would occur
if all words had and retained identical meanings every time
they were uttered and heard. But it would occur at the expense
of expression."
* * * * * * *
The expansion of meaning through poetic synthesis requires
a strong, inner activity. The contraction of meaning tends
to occur passively, through the "inertia of habit." (Speaker's
Meaning)
* * * * * * *
When we investigate actual languages, we find them becoming
more and more figurative the further back we look. What
are now material meanings once had an immaterial component
("matter" itself goes back to a Latin word for "mother"),
and what are now immaterial meanings once had a material
component (a "scruple" was once a sharp pebblethe
kind, Barfield remarks, that gets into your shoe and worries
you). Originally, that is, all wordsall meaningswere
exteriors expressing interiors in an indivisible unity.
This unity was simply given by what Barfield calls "figuration,"
and was not consciously constructed. Our own use of metaphor
is made possible by the fact that this unity has fallen
apart; it is no longer given, but must be grasped consciouslyas
it is whenever we apprehend an inner meaning shining through
an exterior "vehicle" and construct a metaphor to convey
this insight. (Poetic Diction; Speaker's Meaning)
* * * * * * *
The historical passage from figure to metaphor marks the
dissolution of the given, inner/outer, immaterial/material
unity. This unity was not a unity of language only, but
of man's participation in the world (or, equally, the world's
participation in man). With its dissolution, various antitheses
arose for the first time: inner and outer; man and nature;
words of immaterial meaning and words of material meaning;
subject and object; what a word meant and what it referred
to; and even sound and meaning. The rational, or analytic,
principle operates to sharpen these antitheses; imaginative
synthesis overcomes them. (Poetic Diction)
* * * * * * *
Early language reflected a unity of perceiving and thinking.
This was correlative to a lack of freedom: when the thought
is given in the perceptwhen the thought comes from
withoutone is not free in one's thinking. The world
itself lives upon the stage of one's consciousness.
In our own experience, perceiving and thinking are separate.
Perceiving (and not, incidentally, thinking) is subjectively
qualified. You and I will see the same object differently,
depending upon our point of view. (We correct for this through
thinking.) But if perceiving is subjectively qualified,
it must have been a rather different experience before the
subject and object fell apartthat is, when the subject
was not yet what it is today. As the history of language
bears out, a kind of thinking was already present in this
early experience of perceiving, and vice versa.
For Locke's picture of Adam at work on the synthetic
manufacture of language we have to substitutewhat?
A kind of thinking which is at the same time perceivinga
picture-thinking, a figurative, or imaginative, consciousness,
which we can only grasp today by true analogy with the imagery
of our poets, and, to some extent, with our own dreams.
(Poetic Diction; Worlds Apart)
* * * * * * *
Language is a living and creative power, from which man's
subjectivity was slowly extracted. The function of language
is to create that esthetic "distance" between man and the
world "which is the very thing that constitutes his humanity.
It is what frees him from the world."
He is no longer a peninsula pushed out by natural
forces. He is a separated island existing in a symbolic
universe. Physical reality recedes in proportion as his
symbolic activity advances. He objectivizes more and more
completely. But the symbols were the product of his own
inner activity in the first place and they never really
lose that character, however completely his very success
in objectifying them may make him forget the fact. Forever
afterwards, in dealing with things he is, as Cassirer puts
it, "in a sense conversing with himself." (Worlds Apart)
* * * * * * *
Languages today possess only the faintest traces of the
one-time unity of sound and meaning. Those willing to look
"may find, in the consonantal element in language, vestiges
of those forces which brought into being the external structure
of nature, including the body of man; and, in the original
vowel-sounds, the expression of that inner life of feeling
and memory which constitutes his soul." All this is consistent
with the testimony of the ancients that the primordial Word
was responsible for creation.
Still today, the invisible word is spoken with a physical
gesture, even if that gesture has for the most part
contracted into the small organs of speech. One can at least
imagine how the gestures of speech were once made with the
whole body. This was before man had become "detached from
the rest of nature after the solid manner of today, when
the body itself was spoken even while it was speaking."
(Saving the Appearances)
* * * * * * *
"It was not man who made the myths but the myths, or the
archetypal substance they reveal, which made man. We shall
have to come, I am sure, to think of the archetypal element
in myth in terms of the wind that breathed through the harp-strings
of individual brains and nerves and fluids, rather as the
blood still today pervades and sustains them." ("The Harp
and the Camera," in The Rediscovery of Meaning and Other
Essays)
Meaning and Imagination
[This section is abbreviated, since the same topic is touched
on in chapter 23, "Can We Transcend Computation?" See especially
the sections, "The polar dynamic of meaning," and "So, then
... what is meaning?"]
* * * * * * *
Imagination is the activity by which we apprehend the
"outward form as the image or symbol of an inner meaning."
("The Rediscovery of Meaning," in The Rediscovery of
Meaning and Other Essays)
* * * * * * *
"Mere perceptionperception without imaginationis
the sword thrust between spirit and matter." It was what
enabled Descartes to divide the world into thinking substance
and extended substance. But something more than mere perception
occurs when we look at or listen to a fellow being: whatever
our philosophical predispositions, we in fact read his body
and voice as expressing something immaterial. We
can, moreover, attend to nature in the same way, although
such a reading of nature has been progressively eliminated
from our habits during the past few hundred years. Strengthening
the activity of imagination is the only way to heal the
Cartesian sword-thrust. ("Matter, Imagination, and Spirit,"
in The Rediscovery of Meaning and Other Essays)
* * * * * * *
From classical Greece to the modern era there has been
a broad transition in esthetics from a passive psychology
of inspiration (mania, or divine madness, or possession
by a god or muse) to an active one of imagination. This
can be seen as
the transition from a view of art which beholds
it as the product of a mind, or spirit, not possessed by
the individual, but rather possessing him; to a view of
it as the product of something in a manner possessed by
the individual though still not identical with his everyday
personalitypossessed by him, whether as his genius,
or as his shaping spirit of imagination, or his unconscious
mind, or whatever name we may prefer to give it. His own,
but not himself. (Speaker's Meaning)
* * * * * * *
The imagination has to do with a certain threshold. "When
we think of an image or a symbol, we think of something
that is impassably divided from that of which it
is an imagedivided by the fact that the former is
phenomenal and the latter nonphenomenal." And yet, there
is an all- important relation between the two. This relationship
is one of expression, and our grasping of it imaginatively
depends (unlike the older inspiration, which entailed
a kind of possession) upon the exclusion of any "supernatural"
crossing of the threshold. ("Imagination and Inspiration,"
in The Rediscovery of Meaning and Other Essays)
Participation
"Participation is the extra-sensory relation between man
and the phenomena."
* * * * * * *
The world as immediately given to us is a mixture of sense
perception and thought. While the two may not be separable
in our experience, we can nevertheless distinguish
the two. When we do, we find that the perceptual alone gives
us no coherence, no unities, no "things" at all. We could
not even note a patch of red, or distinguish it from a neighboring
patch of green, without aid of the concepts given by thinking.
In the absence of the conceptual, we would experience (in
William James' words) only "a blooming, buzzing confusion."
(Poetic Diction; Saving the Appearances)
* * * * * * *
The familiar worldas opposed to the largely notional
world of "particles" which the physicist aspires to describeis
the product of a perceptual given (which is meaningless
by itself) and an activity of our own, which we might
call "figuration." Figuration is a largely subconscious,
imaginative activity through which we participate in producing
("figuring") the phenomena of the familiar world. (A simple
analogybut only an analogyis found in
the way a rainbow is produced by the cooperation of sun,
raindrops, and observer.) How we choose to regard the particles
is one thing, but when we refer to the workaday worldthe
world of "things"we must accept that our thinking
is as much out there in the world as in our heads.
In actual fact, we find it nearly impossible to hold onto
this truth. In our critical thinking as physicists or philosophers,
we imagine ourselves set over against an objective world
consisting of particles, in which we do not participate
at all. In contrast, the phenomenal, or familiar, world
is said to be riddled with our subjectivity. In our daily,
uncritical thinking, on the other hand, we take for granted
the solid, objective reality of the familiar world, assume
an objective, lawful manifestation of its qualities such
as color, sound, and solidity, and even write natural scientific
treatises about the history of its phenomenaall while
ignoring the human consciousness that (by our own, critical
account) determines these phenomena from the inside in a
continually changing way. /4/ (Worlds Apart; Saving the Appearances)
* * * * * * *
One way figuration is distinguished from our normal, intellectual
thinking about things is that it synthesizes unities
at the level of the percept. Figuration gives us the unanalyzed
"things" of our experience (raising us above the "blooming,
buzzing confusion"), and is not at all the same as synthesizing
ideas about things. (Poetic Diction; Saving
the Appearances)
* * * * * * *
Our language and meanings today put the idea of participation
almost out of reach, whereas the reality of participation
(if not the idea) was simply given in earlier eras. For
example, we cannot conceive of thoughts except as things
in our heads, "rather like cigarettes inside a cigarette
box called the brain." By contrast, during the medieval
era it would have been impossible to think of mental activity,
or intelligence, as the product of a physical organ. Then,
as now, the prevailing view was supported by the unexamined
meanings of the only words with which one could talk about
the matter.
The Evolution of Consciousness
We fail today to distinguish properly between the history
of ideas"a dialectical or syllogistic process, the
thoughts of one age arising discursively out of, challenging,
and modifying the thoughts and discoveries of the previous
one"and the evolution of consciousness.
The comparatively sudden appearance, after millennia
of static civilizations of the oriental type, of the people
or the impulse which eventually flowered in the cultures
of the Aryan nations can hardly have been due to the impact
of notion on notion. And the same is true of the abrupt
emergence at a certain point in history of vociferously
speculative thought among the Greeks. Still more remarkable
is the historically unfathered impulse of the Jewish nation
to set about eliminating participation by quite other methods
than those of alpha-thinking [that is, of thinking about
things]. Suddenly, and as it were without warning, we are
confronted by a fierce and warlike nation, for whom it is
a paramount moral obligation to refrain from the participatory
heathen cults by which they were surrounded on all sides;
for whom moreover precisely that moral obligation is conceived
as the very foundation of the race, the very marrow of its
being. (Saving the Appearances)
* * * * * * *
An analogy may help. The changes in our ideas about, say,
the economics of transport and commerce over the past several
centuries have no doubt resulted in part from the impact
of idea upon idea. But another cause of these changes lies
in the altered nature of transport and commerce themselves.
That is, the thing about which we form ideas has
evolved. (Speaker's Meaning)
When it comes to human consciousness, we tend to forget
the second possibility. Yet, here in particular we should
expect this possibility to predominate. "Ideas [about human
consciousness] have changed because human consciousness
itselfthe elementary human experience about which
the ideas are being formedthe whole relation between
man and nature or between conscious man and unconscious
manhas itself been in process of change." (Speaker's
Meaning; Saving the Appearances)
Thus, the transition from a psychology of inspiration
to one of imagination (see above) reflects a changing relation
between man and the sources of what we now call creativity.
What once came from without must now be taken hold of from
within.
* * * * * * *
The balance in figuration between what is given to us
from without and what we contribute from within has changed
radically over the course of history. For earliest man,
nearly all the activity of figuration came from withoutwhich
is another way of saying that the "inside" of things was
experienced more "out there" than "in here." (Which also
implies that "out there" was not quite so out there
as it has become for us.) The perceiver was directly aware
of the beings constituting this insidean awareness
we badly misinterpret if we take it as an erroneous theorizing
about things. Today, on the other hand, we contribute
to the inside of thingswe participate in themfrom
within ourselves, and we are largely unaware of the contribution.
Our primary, conscious mode of thinking is a thinking about
things. (Saving the Appearances)
"Whether or no archaic man saw nature awry, what he saw
was not primarily determined by beliefs. On the other
hand ... what we see is so determined." This
is the reverse of what is generally supposed. (Saving
the Appearances)
* * * * * * *
The participation of primitive man (what we might call
"original" participation) was not theoretical at all, nor
was it derived from theoretical thought. It was given in
immediate experience. That is, the conceptual links by which
the participated phenomena were constituted were given to
man already "embedded" in what he perceived. As noted above,
his perceiving was at the same time a kind of thinking;
thinking occurred more in the world than in man. Perceiving
and thinking had not yet split apart, as they have for us.
Moreover, what was represented in the collective
representations also differed for primitive man:
The essence of original participation
is that there stands behind the phenomena, and on the
other side of them from me, a represented which is of
the same nature as me. Whether it is called "mana," or by
the names of many gods and demons, or God the Father, or
the spirit world, it is of the same nature as the perceiving
self, inasmuch as it is not mechanical or accidental, but
psychic and voluntary. (Saving the Appearances)
* * * * * * *
"For the nineteenth-century fantasy of early man first
gazing, with his mind tabula rasa, at natural phenomena
like ours, then seeking to explain them with thoughts like
ours, and then by a process of inference `peopling' them
with the `aery phantoms' of mythology, there just is not
any single shred of evidence whatever." (Poetic Diction;
Saving the Appearances)
* * * * * * *
"Interior is anterior."
Both ontogenetically and phylogenetically, subjectivity
is never something that was developed out of nothing at
some point in space, but is a form of consciousness that
has contracted from the periphery into individual
centers. Phylogenetically, it becomes clear to us that the
task of Homo sapiens, when he first appeared as a
physical form on earth, was not to evolve a faculty of thought
somehow out of nothing, but to transform the unfree wisdom,
which he experienced through his organism as given meaning,
into the free subjectivity that is correlative only to active
thought, to the individual activity of thinking. (Speaker's
Meaning)
* * * * * * *
On the significance of memory:
Just as, when a word is formed or spoken, the
original unity of the "inner" [that is, not yet spoken]
word is polarized into a duality of outer and inner, that
is, of sound and meaning; so, when man himself was "uttered,"
that is, created, the cosmic wisdom became polarized, in
and through him, into the duality of appearance and intelligence,
representation and consciousness. But when creation has
become polarized into consciousness on the one side and
phenomena, or appearances, on the other, memory is made
possible, and begins to play an all-important part in the
process of evolution. For by means of his memory man makes
the outward appearances an inward experience. He acquires
his self-consciousness from them. When I experience the
phenomena in memory, I make them "mine," not now by virtue
of any original participation, but by my own inner activity.
(Saving the Appearances)
* * * * * * *
The possibility of a new kind of participationwhat
we might call final participationwas glimpsed
by the Romantics when they concluded that "we must no longer
look for the nature-spiritsfor the Goddess Naturaon
the farther side of the appearances; we must look for them
within ourselves." In Coleridge's words: We receive
but what we give / And in our life alone does Nature live.
Original participation "fires the heart from a source outside
itself; the images enliven the heart." In final participation,
"it is for the heart to enliven the images." (Saving
the Appearances)
* * * * * * *
We can understand the relation between final and original
participation only when "we admit that, in the course of
the earth's history, something like a Divine Word has been
gradually clothing itself with the humanity it first gradually
createdso that what was first spoken by God may eventually
be respoken by man." (Saving the Appearances; Worlds
Apart)
Science and the Future
Modern science began with the conscious exclusion of so-called
"occult" propertiesthose qualities imperceptible to
the physical senses. Subsequently, the remaining, physically
observable qualities were divided into two groupsprimary
and secondarydepending on whether they were felt to
reside in the world or in man. Eventually, it turned out
that all qualities were "subjective," and the hardest sciences
therefore devoted themselves solely to the quantitative,
measurable aspects of the world. The phenomena, in their
qualitative fullness, were ignored as subjective.
Before the Scientific Revolution, qualities were felt
to reside both in nature and in man. Man, as a microcosm,
was a reflection of the macrocosm. The dispositional qualities
of the planets were also dispositional qualities of man.
The four elements of nature were not exclusively objective,
and the four humors of man were not exclusively subjective.
It is odd, then, to call the pre-Copernican world "anthropocentric."
We have just been seeing how the qualities formerly
treated as inherent in nature have, as far as any scientific
theory is concerned, disappeared from it, and how they have
reappeared on the hither side of the line between subject
and object, within the experiencing human psyche; how we
conceive ourselves as "projecting" qualities onto nature
rather than receiving them from her. Is that any less
anthropocentric than the Aristotelian world-picture? I would
have thought it was more so. ("Science and Quality," in
The Rediscovery of Meaning and Other Essays)
* * * * * * *
The qualities of things, "which we classify as subjective,
but which look so very much as if they actually belong to
nature," are in fact "the inwardness of nature as well as
of ourselves." Not that we consciously devise these
qualities; our participation in them is largely unconscious.
("Science and Quality," in The Rediscovery of Meaning
and Other Essays)
* * * * * * *
"What will chiefly be remembered about the scientific
revolution will be the way in which it scoured the appearances
clean of the last traces of spirit, freeing us from
original, and for final, participation .... The other
name for original participation, in all its long-hidden,
in all its diluted forms, in science, in art and in religion,
is, after allpaganism." (Saving the Appearances)
* * * * * * *
When man first begins thinking about the phenomena,
he still largely participates in them. This thinking, therefore,
becomes entangled in error and confusion, for it is an attempt
to gain an objective stance before one has gotten free of
the web of meaning by which one is bound to things. Over
time, however, this kind of thinking is a primary means
by which the disentanglementthe freedom from thingsis
achieved. (Saving the Appearances)
Effective manipulation of things (from surgery to computation)
is one of the gifts of science, as is a habit of disciplined
and accurate thinking. So also is the selfless and attentive
devotion to nature that only became possible with our separation
from nature.
* * * * * * *
On the other hand,
our very love of natural phenomena "for their
own sake" will be enough to prevent us from hastily turning
a blind eye on any new light which can be shed, from any
direction whatsoever, on their true nature. Above all will
this be the case, if we feel them to be in danger. And if
the appearances are, as I have sought to establish, correlative
to human consciousness and if human consciousness does not
remain unchanged but evolves, then the future of the appearances,
that is, of nature herself, must indeed depend on the direction
which that evolution takes. (Saving the Appearances)
* * * * * * *
The notion of evolution, or development, has become central
to many of the sciencesand rightly so. But this idea
remains badly distorted by the peculiar conditions of its
birth. The phenomena, or collective representations, during
the middle of the nineteenth century (when Darwin wrote)
were objects. "To a degree which has never been surpassed
before or since," man did not consciously participate in
these phenomena. At that time,
matter and force were enough .... If the particles
kept growing smaller and smaller, there would always be
bigger and better glasses to see them through. The collapse
of the mechanical model was not yet in sight, nor had any
of those other factors which have since contributed to the
passing of the dead-centre of "literalness"idealist
philosophies, genetic psychology, psychoanalysisas
yet begun to take effect. Consequently there was as yet
no dawning apprehension that the phenomena of the familiar
world may be "representations" in the final sense of being
the mental construct of the observer. Literalness reigned
supreme.... For the generality of men, participation was
dead; the only link with the phenomena was through the senses;
and they could no longer conceive of any manner in which
either growth itself or the metamorphoses of individual
and special growth, could be determined from within. The
appearances were idols. They had no "within." Therefore
the evolution which had produced them could only be conceived
mechanomorphically as a series of impacts of idols on other
idols. (Saving the Appearances)
* * * * * * *
All real change is transformation. For transformation
to occur, there must be an interior that persists as well
as an exterior that is transformed. Otherwise, one would
have only bare substitution. There would be nothing undergoing
the transformation. Nineteenth-century atomismwhich
continues to dominate the popular imagination (and even
the prosaic imagination of most scientists)was in
this way essentially a description of substitutions. It
therefore could not grasp evolution as a transformative
process.
But to speak of an interior that persists is to speak
as much of beings as of things. That, perhaps, accounts
for the popularity of impersonal terms like "pattern" and
"gestalt." They shield us from what we prefer not to recognize.
"We glimpse a countenance, and we say hurriedly: `Yes, that
is indeed a face, but it is the face of nobody.'" (Unancestral
Voice)
* * * * * * *
The move from a participated world to the nonparticipated
world of nineteenth-century science carried man from an
organic relation to the cosmos to a purely spatial, mathematical
relation. The view of man as a microcosm placed at the center
of the macrocosm (much as the heart was the centerbut
certainly not the mathematical centerof man) gave
way to an arbitrary coordinate system, with the eye fixed
at the origin. That perfect instrument of perspective, the
camera, "looks always at and never into what
it sees. I suspect that Medusa did very much the same."
("The Harp and the Camera," in The Rediscovery of Meaning
and Other Essays; Saving the Appearances)
* * * * * * *
The classical physicist still viewed transformation in
nature as essentially qualitative, and he sought the unchanging
entities underlying the observed transformations. But this
enterprise was called into question by later developments,
including the formulation of the field concept, which "meant
abandoning the old assumption that the laws governing large-scale
phenomena are to be deduced from those governing matter
at the microscopic level. [It was] at least as true to say
that the behavior of the particle was determined by the
field as it was to say that the nature of the field was
determined by the behaviors of particles." The seemingly
unavoidable insertion of a principle of randomnessunlawfulnessat
the submicroscopic level was another jolt. (Unancestral
Voice)
Such developments lead to questions about the role of
models in physics. Must we either be content with unsullied
mathematics, or else resort to "crude," constructional models
(such as pictures of the atom as miniature solar systems)?
A middle way may be indicated by what is known of the working
of the imagination. In particular, three features widely
recognized as belonging to the imagination may prove relevant
to the physicist:
Imagination directly apprehends the whole as
"contained" in the part, or as in some mode identical with
it.
Imagination ... apprehends spatial form, and
relations in space, as "expressive" of nonspatial form and
nonspatial relations.
Operating ... anteriorly to the kind of perception
and thought which have become normal for fully conscious
modern man, [imagination] functions at a level where observed
and observer, mind and object, are no longeror are
not yetspatially divided from one another; so that
the mind, as it were, becomes the object or the object becomes
the mind. (Unancestral Voice)
Unfortunately, however, those who pursue physics and those
who have investigated imagination typically have little
to do with each other.
* * * * * * *
The radical, Cartesian split between mind and matter is
more commonly complained of than escaped. A true escape
would require that I become a different kind of human being.
To renounce the heterogeneity of observed from
observer involves, if it is taken seriously, abandoning
the whole "onlooker" stance, upon which both the pursuit
of science and modern language-use in general are based;
it means advancing to awareness of another relation altogether
between mind and matter. If we had actually made the advance,
we should have become naturally, unforcedly, and unremittingly
aware that the mind cannot refer to a natural object
without at the same time referring to its own activity.
And this in turn would require an equally unforced awareness
not only that scientific discovery is always a discovery
about language, but also that it is always a discovery about
the self which uses language. ("Language and Discovery,"
in The Rediscovery of Meaning and Other Essays)
* * * * * * *
Scientists are wont to boast of the objectivity of their
discipline. There is good reason for this, but "is there
any need to make quite such a song and dance about it?"
Objectivity should pose no great difficulty when we're dealing
with matters from which we feel wholly disconnected personally.
"To put it rudely, any reasonably honest fool can be objective
about objects."
It must be a different matter altogether, should
we be called on to attend, not alone to matter, but to spirit;
when a man would have to practice distinguishing what in
himself comes solely from his private personalitymemories,
for instance, and all the horseplay of the Freudian subconsciousfrom
what comes also from elsewhere. Then indeed objectivity
is not something that was handed us on a plate once and
for all by Descartes, but something that would really have
to be achieved, and which must require for its achievement,
not only exceptional mental concentration but other efforts
and qualities, including moral ones, as well. ("Language
and Discovery," in The Rediscovery of Meaning and Other
Essays)
* * * * * * *
The line between unconscious figuration (by which "things"
are made) and conscious thinking about things is
not fixed and inviolate. Not only, in our thinking about
things, do we progressively bring their constitutive thinking
to consciousness, but also, our thinking about things sinks
down, over time, into our unconscious manner of experiencing
those thingsthat is, into our figuration. I may first
have to learn that the sound I hear is a thrush singing;
but, eventually, I will no longer hear a sound and then
conclude that a thrush is singing, but rather will simply
"hear a thrush singing." How I think has worked down into
how I perceive. (Poetic Diction; Saving the Appearances)
* * * * * * *
A true science would lead us toward a more conscious figuration,
whereby we would take responsibility for the world from
the inside. The "particles" are abstract constructs
filling in where we have not yet succeeded, via figuration,
in producing phenomena. That is, the realm about which we
theorize with talk of particles and such is the collective
unconscious, and is contiguous, so to speak, with that other
part of the collective unconscious from which the familiar
world of collective representations arises through figuration.
But we have a choice. Instead of raising the unconscious
to consciousness through an enhanced figuration, we can
continue reducing consciousnessas manifested in the
phenomenato unconsciousness. As I noted above (n.
4), "by means of abstraction, we convert the world into
the merely notional, or nonphenomenal"that is, into
"particles."
So far at all events as the macroscopic universe
is concerned, the world itself on the one hand and the way
we perceive and think it on the other hand are inseparable.
It must follow from that that, if enough people go on long
enough perceiving and thinking about the world as mechanism
only, the macroscopic world will eventually become
mechanism only. ("Science and Quality," in The Rediscovery
of Meaning and Other Essays; Saving the Appearances)
* * * * * * *
"To be able to experience the representations as
idols, and then to be able also to perform the act of figuration
consciously, so as to experience them as participated; that
is imagination."
Speaking through a character in his fictionalized treatise,
Unancestral Voice, Barfield summarizes the development
of language:
Language was, for him, an outstanding example
of the past surviving, transformed, in the present ....
You had to see the origin of language as the self-gathering
of mind within an already mind- soaked world. It was the
product of "nature" in the sense that the meanings of words,
if you approached them historically, could allor as
nearly all as made no differencebe shown to be involved
with natural phenomena. Moreover, interfusion of the sensuous
(sound) with the immaterial (meaning) was still, even today,
its whole point. Yet it was certainly not, in its earlier
stages, the product of individual minds; for it was
obviously already there at a stage of evolution when individual
minds were not yet. He had no doubt of its pointing back
to a state of affairs when men and nature were one in a
way that had long since ceased. Even now, even in our own
time, there was the mysterious "genius of language" which
many philologists had detected as something that worked
independently of any conscious choices. On the other hand,
you could see that, as time went on, language did come to
owe more and more to the working of individual minds. However
you looked at it, you could not get away from the fact that
every time a man spoke or wrote there was this intricate
interfusion of past and presentof the past transformed,
as meaning, with the present impulse behind his act of utterance.
* * * * * * *
"The appearances will be `saved' only if, as men approach
nearer and nearer to conscious figuration and realize that
it is something which may be affected by their choices,
the final participation which is thus being thrust upon
them is exercised with the profoundest sense of responsibility,
with the deepest thankfulness and piety towards the world
as it was originally given to them in original participation,
and with a full understanding of the momentous process of
history, as it brings about the emergence of the one from
the other." (Saving the Appearances)
References
1. From dust jacket of
Barfield, 1979.
2. Quotations from The
Rediscovery of Meaning and Other Essays, Speaker's
Meaning, Poetic Diction, Worlds Apart,
Saving the Appearances, and Unancestral Voice
used by permission of Wesleyan University Press.
3. I try to indicate one
or two books in which each idea receives considerable treatment.
The first publication listed after quoted material is the
source of the quotation. In a few cases, where the given
idea thoroughly pervades all of Barfield's work, I offer
no citation at all. Unavoidably, given the unity of Barfield's
work, there is something slightly arbitrary about many of
the citations that are provided.
4. What enables us to
switch between these two contradictory stances without acute
discomfort is our long training in seeing the familiar world
through a veila mathematical grid of abstraction.
By means of abstraction, we convert the world into the merely
notional, or nonphenomenal. In fact, the particles can be
seen as the endpoint of this process. As a result, the qualities
of things have by now become dim enough in our experience
to lead philosophers to question whether they have any sort
of reality at all.
Bibliography
Barfield, Owen (1986). History in English
Words. Hudson, N.Y.: Lindisfarne Press.
____ (1963). Worlds Apart (A Dialogue
of the 1960's). Middletown, Conn.: Wesleyan University Press.
____ (1965a). Saving the Appearances.
New York: Harcourt, Brace and World.
____ (1965b). Unancestral Voice. Middletown,
Conn.: Wesleyan University Press.
____ (1966). Romanticism Comes of Age.
London: Rudolf Steiner Press.
____ (1967). Speaker's Meaning. Middletown,
Conn.: Wesleyan University Press.
____ (1973). Poetic Diction: A Study
in Meaning. Middletown, Conn.: Wesleyan University Press.
____ (1977a). "Lewis, Truth, and
Imagination." In Barfield, 1989.
____ (1977b). The Rediscovery of Meaning,
and Other Essays. Middletown, Conn.: Wesleyan University
Press.
____ (1979). History, Guilt, and Habit.
Middletown, Conn.: Wesleyan University Press.
____ (1981). "The Nature of Meaning."
Seven 2: 32-43. Available at http://meaningsnature.cjb.net.
____ (1989). Owen Barfield on
C. S. Lewis. Edited by G. B. Tennyson. Middletown, Conn.:
Wesleyan University Press.
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